Regulatory

Professional Registrations & Associations

Professional Registrations & Associations

Swiss Regulation

BFI Infinity is licensed as a professional Portfolio Manager by the Swiss Financial Market Authority (FINMA), and supervised by FinControl Suisse Ltd. For further details on our Swiss regulation, please click here.

USA Registration

BFI Infinity is registered as a registered investment advisor (RIA) with the US Securities and Exchange Commission (SEC). Our registration number is 801-72602.

RIAs have an obligation to comply with the applicable provisions of the Investment Advisers Act of 1940 (hereinafter 'Advisers Act') and the rules that have been adopted by the SEC.

Please find more information in our Client Relationship Summary (Form CRS) and in our Brochure (Form ADV Part 2a).

Additional information is available at www.adviserinfo.sec.gov.

Canada Registration

For Canadian clients, BFI operates on the basis of the International Adviser Exemption for the provinces of British Columbia and Québec. Our identification number is NDR#53550.

Swiss Registered Advisory Association

BFI is a full member of the Swiss Registered Investment Advisor Association (SRIAA), a vocational organization with the objective of promoting and facilitating the provision of investment advisory services to clients in the U.S.A.

Additional information is available at www.sriaa.org.

Association of Financial Services Providers

BFI Infinity Ltd. is a member of the Association of Financial Services Provider (OFP), an Ombudsman office recognized by the Swiss Federal Department of Finance.

Additional information is available at www.ofdl.ch/en/ueber-uns/ombudsstelle.